So I’m running a Pennsylvania based firm that wants to invest its own money. I wouldn’t be taking in clients to invest their money. It would be its own fund, and was thinking about obtaining a FINRA license. There’s so many. Are these licenses given to individuals or does it get the company name on them? And which FINRA exam would be appropriate, there’s so many?
Submitted October 25, 2022 at 02:03AM by ploobadoof https://ift.tt/fZApLsz
